Cftc regulation 3.10 c 3
WebJun 12, 2024 · The Commodity Futures Trading Commission (Commission) is proposing to amend the conditions in Commission regulation 3.10(c) under which a person located … Webflexible than the CPO registration exemption in CFTC Regulation 3.10(c)(3) because, whereas the proposed registration exemption can be claimed on a pool-by-pool basis, the 3.10(c)(3) exemption is available only to offshore CPOs that limit their CPO activities solely to offshore pools with offshore participants. According to the CFTC, in
Cftc regulation 3.10 c 3
Did you know?
WebNov 16, 2024 · On October 15, 2024, the CFTC unanimously adopted amendments to Rule 3.10 (c) that will be of assistance to foreign-located persons acting as commodity pool operators 1 on behalf of offshore …
Web17 CFR § 3.10 - Registration of futures commission merchants, retail foreign exchange dealers, introducing brokers, commodity trading advisors, commodity pool operators, swap dealers, major swap participants and leverage transaction merchants. Electronic … part 3 - registration (§§ 3.1 - 3.75) part 4 - commodity pool operators and … (a) Application for registration. (1) Application for registration as a floor … WebOct 26, 2024 · October 26, 2024. At an open meeting on October 15, 2024, the Commodity Futures Trading Commission (CFTC) adopted a final rule (Final Rule) amending …
WebCommodity Futures Trading Commission (CFTC) Regulation 3.10(c)(3) currently provides that non-U.S. commodity pool operators (CPOs) are exempt from registration ... exclusions (e.g., the Regulation 4.13(a)(3) de minimis exemption) or registering, as applicable, with respect to their other commodity pool offerings that do not qualify ... WebAug 11, 2024 · The Commission has proposed an amendment to the 3.10 Exemption that would expressly permit a U.S. affiliate that controls a non-U.S. CPO (a “ controlling …
WebNov 13, 2024 · On October 18, 2024, the Commodity Futures Trading Commission (CFTC) published a proposal in the Federal Register (Proposed Rule) 1 to amend several key compliance and registration regulations governing commodity pool operators (CPOs) and commodity trading advisors (CTAs).
WebOct 20, 2024 · CFTC Regulation 3.10(c) sets forth categories of exemptions to CFTC’s requirements for registration as an intermediary. One such exemption applies to a foreign-located person acting as a ... new lexington pizza placeWeb(1) A legible, accurate and complete photocopy of a fingerprint card that has been submitted to the Federal Bureau of Investigation for identification and appropriate processing and of each report, record, and notation made available by the Federal Bureau of Investigation with respect to that fingerprint card if such identification and processing … new lexington real estateWebCommodity Futures Trading Commission (CFTC) Regulation 3.10(c)(3) currently provides an exemption from registration for non-U.S. commodity pool operators CFTC … into fashion 3rd editionWebEach application for registration as a futures commission merchant under § 3.10, a swap dealer under § 23.21, or a major swap participant under § 23.21, must include a … new lexington primary careWebOct 20, 2024 · The Commission voted to approve a final rule providing a registration exemption for certain foreign intermediaries. CFTC Regulation 3.10 (c) sets forth categories of exemptions to CFTC’s requirements for registration as an intermediary. into faith i go pat barrett lyricsWebThe Code of Federal Regulations (CFR) is the official legal print publication containing the codification of the general and permanent rules published in the Federal Register by the … int of array pythonWebCommodity Futures Trading Commission (CFTC) Regulation 3.10(c)(3) currently provides an exemption from registration for non-U.S. commodity pool operators Our team of dealmakers, litigators, and policy lawyers and advisors provide a comprehensive suite of services for global companies and local individuals. ... new lexington prefab homes